GAZETTE NOTICE NO. 5608

LIST OF LICENSEES AND APPROVED INSTITUTIONS AS AT APRIL 2023 Approved Institutions Name Address Category The Nairobi Securities Exchange P.O. Box 43633– 00100, Nairobi Securities Exchange NSE Derivatives Exchange P.O. Box 43633– 00100, Nairobi Derivatives Exchange Central Depository and Settlement Corporation Limited P.O. Box 3464– 00100, Nairobi Central Depository Agusto and Company Limited P.O. Box 56136, Ikoyi Lagos Nigeria Credit Rating Agency Metropol Corporation Limited P.O. Box 35331– 00200, Nairobi Credit Rating Agency Name Address Category Global Credit Company Lot 15 A3, 1st Floor, Cybercity, Ebène 72201, Mauritius Credit Rating Agency Care Ratings (Africa) Private Limited 1st Floor, MTML Square 63 Cybercity, Ebene, Mauritius Credit Rating Agency A. M. Best Europe – Rating Services Limited 6th Floor, 12 Arthur Street, London EC 4R 9AB, United Kingdom Credit Rating Agency Derivative Brokers Name Address AIB-AXYS Africa Limited P.O. Box 43676–00100, Nairobi EGM Securities Limited (Trading as “FX Pesa”) P.O. Box 57876–00200, Nairobi Faida Investment Bank Limited P.O. Box 45236–00100, Nairobi Genghis Capital Limited P.O. Box 9959–00100, Nairobi Kingdom Securities Limited P.O. Box 48231–00100, Nairobi SCFM Limited (Trading as “Scope Markets”) P.O. Box 40719–00200, Nairobi Standard Investment Bank Limited P.O. Box 13714–00800, Nairobi Sterling Capital Limited P.O. Box 45080–00100, Nairobi NCBA Investment Bank Limited P.O. Box 44599–00100, Nairobi Dyer and Blair Investment Bank Limited P.O. Box 45396–00100, Nairobi SBG Securities Limited P.O. Box 47198–00100, Nairobi Kestrel Capital (East Africa) Limited P.O. Box 40005–00100, Nairobi Investment Banks Name Address Licence No. ABSA Securities Limited P.O. Box 30120–00100, Nairobi Dyer and Blair Investment Bank Limited P.O. Box 45396–00100, Nairobi Equity Investment Bank Limited P.O. Box 74454–00100, Nairobi Faida Investment Bank Limited P.O. Box 45236–00100, Nairobi Genghis Capital Limited P.O. Box 9959–00100, Nairobi KCB Capital Limited P.O. Box 48400–00100, Nairobi NCBA Investment Bank Limited P.O. Box 44599–00100, Nairobi Renaissance Capital (Kenya) Limited P.O. Box 40560–00100, Nairobi SBG Securities Limited P.O. Box 47198–00100, Nairobi Standard Investment Bank P.O. Box 13714–00800, Nairobi Sterling Capital Limited P.O. Box 45080–00100, Nairobi Dry Associates Limited (Trading as “Dry Associates Investment Bank”) P.O. Box 684–00606, Nairobi Salaam Investment Bank Kenya Limited P.O. Box 14939–00100, Nairobi Gulfcap Investment Bank Limited P.O. Box 43683–00100, Nairobi Pergamon Financial Services Limited P.O Box 25749 – 00603, Nairobi 1922 1922 Stockbrokers Name Address Licence No. ABC Capital P.O. Box 34137–00100, Nairobi AIB-AXYS Africa Limited P.O. Box 43676 –00100, Nairobi Francis Drummond and Company Limited P.O. Box 45465–00100, Nairobi Kingdom Securities Limited P.O. Box 48231–00100, Nairobi Old Mutual Securities Limited P.O. Box 50338–00200, Nairobi Suntra Investments Limited P.O. Box 74016–00200, Nairobi Securities Africa Kenya Limited P.O. Box 43633–00100, Nairobi EFG Hermes Kenya Limited P.O. Box 349–00623, Nairobi Kestrel Capital (East Africa) Limited P.O. Box 40005–00100, Nairobi SPK Investment Services Limited P.O. Box 23800–00100, Nairobi Non-Dealing Online Foreign Exchange Broker Name Address Licence No. EGM Securities Limited (Trading as “FX Pesa”) P.O. Box 57876–00200, Nairobi SCFM Limited (Trading as “Scope Markets”) P.O. Box 40719–00200, Nairobi Pepperstone Markets Kenya Limited P.O. Box 3085–00100, Nairobi Exinity Capital East Africa Limited P.O. Box 50719–00200, Nairobi HFM Investments Limited (Trading as “HF Markets”) P.O. Box 30333–00100, Nairobi Windsor Markets Kenya Limited P.O. Box 856 Sarit Centre Tadenex Limited (Trading as Exness) P.O. Box 10643–00100, Nairobi Ingot Africa Limited P.O. Box 111–00606, Nairobi Admirals KE Limited P.O. Box 39258–00623, Nairobi Online Foreign Exchange Money Manager Name Address Licence No. Standard Investment Bank (Trading as “MANSA X”) P.O. Box 13714–00800, Nairobi Trade Sense Limited P.O. Box 1530–00606 160 Authorized Securities Dealers Name Address Licence No. Standard Chartered (Kenya) Plc P.O. Box 30003–00100, Nairobi SBM Bank (Kenya) Limited P.O. Box 34886–00100, Nairobi Private Wealth Capital Limited P.O. Box 14283–00800, Nairobi Fund Managers Name Address Licence No. Orient Asset Managers Limited P.O. Box 34530–00100, Nairobi Amana Capital Limited P.O. Box 9480–00100, Nairobi Apollo Asset Management Company Limited P.O. Box 30389–00100, Nairobi Britam Asset Managers P.O. Box30375–00100, 027 Name Address Licence No. (Kenya) Limited Nairobi Metropolitan Canon Asset Managers Limited P.O. Box 30216–00100, Nairobi Nabo Capital Limited P.O. Box 10518–00100, Nairobi CIC Asset Managers Limited P.O. Box 59485–00200, Nairobi Co-op Trust Investment Services Limited P.O. Box 48231–00100, Nairobi FCB Capital Limited P.O. Box 26219–00100, Nairobi Fusion Investment Management Limited P.O. Box 47583–00100, Nairobi GenAfrica Asset Managers Limited P.O. Box79217–00100, Nairobi ICEA Asset Lion Asset Management Limited P.O. Box46143–00100, Nairobi Madison Investment Managers Limited P.O. Box 20092–00100, Nairobi Old Mutual Investment Group P.O. Box 11589–00400. Nairobi Sanlam Investments East Africa Limited P.O. Box 67262–00100, Nairobi Standard Chartered Investment Services Limited P.O. Box 30003–00100, Nairobi Stanlib Kenya Limited P.O. Box 30550–00100, Nairobi Zimele Asset Management Company Limited P.O. Box76528–00508, Nairobi KCB Asset Management Limited (formerly Natbank Trustee and Investment Services Limited) P.O. Box 72866–00200, Nairobi Cytonn Asset Managers Limited P.O. Box 20295–00200, Nairobi Altree Capital Kenya Limited P.O. Box 2607–00200, Nairobi Jubilee Financial Services Limited P.O. Box 30367–00100, Nairobi ABSA Asset Management Limited P.O. Box 30120–00200, Nairobi African Diaspora Asset Managers Limited P.O. Box 1838 City Square, Nairobi CFS Asset Management Limited P.O. Box 62268–00200, Nairobi I&M Capital Limited P.O. Box 30328–00100, Nairobi Globetec Asset Managers Limited P.O. Box19018–00100, Nairobi African Alliance Kenya Asset Management Limited P.O. Box 165 CPF Financial Services Limited P.O. Box 28938–00200, Nairobi Kuza Asset Management Limited P.O. Box 4611–00100, Nairobi Waanzilishi Capital Limited P.O. Box 48015–00100 Nairobi Mayfair Asset Managers Limited P.O. Box 45616–00100, GPO Nairobi Etica Capital Limited P.O. Box 3245 Village Market, Nairobi Investcent Partners Limited P.O. Box 19445–00200, Nairobi Star Capital Management Limited P.O. Box 80234, Mombasa Lofty-Corban Investments Limited P.O. Box 37030–00200 Nairobi 28th April, 2023 THE KENYA GAZETTE Investment Advisers Name Address Licence No. Bora Capital Limited P.O. Box 26718–00200, Nairobi Deloitte Financial Advisory Limited P.O. Box 40092–00100, Nairobi Lifestyle Management Limited P.O. Box 1342–00606, Nairobi Price Waterhouse Coopers Associates P.O. Box 43963–00100, Nairobi The Profin Group Limited P.O. Box 9980–00100, Nairobi Liaison Financial Services Limited P.O. Box 58013–00200, Nairobi Waugh McDonald Wealth Management Limited P.O. Box 1896–00606, Nairobi Ayesfield (Kenya) Limited P.O. Box 1380–00621, Nairobi Synesis Capital Limited P.O. Box 75282–00200, Nairobi AFG Wealth Kenya Limited P.O. Box 764–00606, Nairobi Virtual Capital International Limited P.O. Box 6th Floor, Prosperity House, Westlands Road Nairobi Riscura Solutions (Kenya) Limited P.O. Box 73248–00200, Nairobi Private Wealth Capital Limited P.O. Box 14283–00800, Nairobi Waanzilishi Capital Limited P.O. Box 48015–00100, Nairobi AKN Investments Limited P.O. Box 58408–00200, Nairobi Salus Wealth Management Limited P.O. Box 66795–00800, Nairobi Vedman Capital Limited P.O. Box 76156–00508, Nairobi Authorized Depositories Name Address Licence No. African Banking Corporation Limited P.O. Box 46452–00100, Nairobi Bank of Africa Kenya Limited P.O. Box 69562–00400, Nairobi Absa Kenya Plc P.O. Box 30120– 00100,Nairobi Stanbic Bank Kenya Limited P.O. Box 30550– 00100,Nairobi Co-operative Bank of Kenya Limited P.O. Box 48213– 00100,Nairobi Equity Bank Limited P.O. Box 75104–00200, Nairobi I&M Bank Limited P.O. Box 30238–00100, Nairobi Kenya Commercial Bank Limited P.O. Box 30644–00100, Nairobi National Bank of Kenya Limited P.O. Box 72866–00200, Nairobi Prime Bank Limited P.O. Box 43825–00100, Nairobi Standard Chartered Bank (Kenya) Plc P.O. Box 30003–00100, Nairobi Transnational Bank Limited P.O. Box 34353–00100, Nairobi HFC Limited P.O. Box 30088–00100, Nairobi Gulf African Bank Limited P.O. Box 43686–00100, Nairobi Credit Bank Limited P.O. Box 61064–00100, Nairobi SBM Bank (Kenya) Limited P.O. Box 34866–00100, Nairobi Name Address Licence No. NCBA Bank Kenya Plc P.O. Box 44599–00100, Nairobi Family Bank Limited P.O. Box 74145–00200, Nairobi Ecobank Kenya Limited P.O. Box 49584–00100, Nairobi Sidian Bank Limited P.O. Box 25363–00603, Nairobi Diamond Trust Bank Kenya Limited P.O. Box 617113– 00200, Nairobi Reit Managers Name Address Licence No. Nabo Capital Limited P.O. Box 10518– 00100, Nairobi CIC Asset Management Limited P.O. Box 59485– 00200, Nairobi Fusion Investment Management Limited P.O. Box 47538– 00100, Nairobi Stanlib Kenya Limited P.O. Box 30550– 00100, Nairobi ICEA Lion Asset Management Limited P.O. Box 46143– 00100, Nairobi Sterling REIT Asset Management Limited P.O. Box 45080– 00100, Nairobi H.F Development and Investment Limited P.O. Box 30088– 00100, Nairobi Britam Asset Managers Limited P.O. Box 30375– 00100, Nairobi Cytonn Asset Managers Limited P.O. Box 20295– 00200, Nairobi Acorn Investment Management Limited P.O. Box 13759– 00100, Nairobi Coffee Brokers Name Address Licence No. Meru County Coffee Marketing Agency Limited P.O. Box 2307– 60200, Meru Kipkelion Brokerage Company Limited P.O. Box 8–20209, Tennan Muran’ga County Coffee Dealers Company Limited P.O. Box 14–10200, Muran’ga United Eastern Kenya Coffee Marketing Agency P.O. Box 83–90100, Machackos Mt. Elgon Coffee Marketing Agency P.O. Box 69–50202, Nairobi Embu Coffee Farmers Marketing Agency Limited P.O. Box 21–60100, Nairobi Kinya Coffee Marketing Agency Limited P.O. Box 35–40200, Kisii Alliance Berries Limited P.O. Box 554– 00232, Ruiru Reit Trustees Name Address Licence No. Housing Finance Company (Kenya) Limited P.O. Box 30088– 00100, Nairobi Co-operative Bank of Kenya Limited P.O. Box 48231– 00100, Nairobi Kenya Commercial Bank Limited P.O. Box 30664– 00100, Nairobi Authorized Real Estate Investment Trusts (REITS) Name Address Licence No. Acorn Development Acorn House, 97 137 1924 1924 Real Estate Investment Trust (Acorn D-REIT) James Gichuru Road, Lavington, Nairobi Acorn Income Real Estate Investment Trust (Acorn IREIT) Acorn House, 97 James Gichuru Road, Lavington, Nairobi ILAM Fahari I-REIT P.O. Box 46143– 00100, Nairobi LAPTRUST Imara Income Real Estate Investment Trust (LAPTRUST IMARA I- REIT) 7th Floor, CPF House Haile Selassie Avenue, Nairobi Approved Collective Investment Schemes 1. African Alliance Kenya Unit Trust Scheme – comprising of: (a) African Alliance Kenya Money Market Fund (Formerly African Alliance Kenya Shilling Fund); (b) African Alliance Kenya Fixed Income Fund; (c) African Alliance Kenya Managed Fund; (d) African Alliance Kenya Equity Fund; and (e) African Alliance Kenya Enhanced Yield Fund. 2. British-American Unit Trust Scheme, comprising of: (a) British-American Money Market Fund; (b) British-American Income Fund; (c) British-American Balanced Fund; and (d) British-American Equity Fund. 3. NCBA Unit Trust Funds, comprising of: (a) NCBA Fixed Income Fund; (b) NCBA Equity Fund; (c) NCBA Dollar Fixed Income Fund; (d) NCBA Fixed Income Basket Note (KES Fund); and (e) NCBA Fixed Income Basket Note (USD) Fund 4. Zimele Unit Trust Scheme, comprising of: (a) Zimele Balanced Fund; (b) Zimele Money Market Fund; and (c) Zimele Fixed Income Fund. 5. ICEA Unit Trust Scheme comprising of; (a) ICEA Money Market Fund; (b) ICEA Equity Fund; (c) ICEA Balanced Fund; and (d) ICEA Bond Fund. 6. Standard Investment Trust Funds, comprising of: (a) Standard Investment Equity Growth Fund; (b) Standard Investment Fixed Income Fund; and (c) Standard Investment Balanced Fund. 7. CIC Unit Trust Scheme, comprising of: (a) CIC Money Market Fund; (b) CIC Balanced Fund; (c) CIC Fixed Income Fund; (d) CIC Equity Fund; (e) CIC Wealth Fund; and (f) CIC Dollar Fund. 8. Madison Unit Trust Fund , comprising of: (a) Madison Money Market Fund; (b) Madison Fixed Income Fund; and (c) Madison Wealth Fund. 9. Dyer and Blair Unit Trust Scheme, comprising of: (a) Dyer and Blair Diversified Fund; (b) Dyer and Blair Bond Fund; (c) Dyer and Blair Money Market Fund; and (d) Dyer and Blair Equity Fund. 10. Amana Unit Trust Funds Scheme, comprising of: (a) Amana Money Market Fund; (b) Amana Balanced Fund; and (c) Amana Equity Fund 11. Diaspora Unit Trust Scheme, comprising of: (a) Diaspora Money Market Fund; (b) Diaspora Bond Fund; and (c) Diaspora Equity Fund. 12. First Ethical Opportunities Fund 13. Genghis Unit Trust Funds, comprising of: (a) GenCap Hazina Fund (Bond Fund); (b) GenCap Eneza Fund (Diversified Fund); (c) GenCap Hela Fund (Money Market Fund); (d) GenCap Iman Fund (Shariah Compliant Fund); (e) GenCap Hisa Fund (Equity Fund); (f) GenCap Hela Imara Fund (Money Market Fund); (g) Gencap Eneza Imara Fund; (h) Gencap Hisa Imara Fund; (i) Gencap Iman Imara Fund; and (j) Gencap Fixed Income Fund 14. Mali Money Market Fund 15. Genghis Specialized Funds, comprising of: (a) Gencap NSE25 Index Tracker; and (b) Gencap Financial Services Fund. 16. Sanlam Unit Trust Scheme, comprising of: (a) Sanlam Money Market Fund (Sanlam Pesa + Fund) (b) Sanlam Fixed income Fund (Sanlam Pata + Fund); and (c) Sanlam Balanced Fund (Sanlam Chama + Fund). 17. Nabo Africa Funds, comprising of: (a) Nabo Africa Money Market Fund; (b) Nabo Africa Balanced Fund; (c) Nabo Africa Fixed Income Fund; (d) Nabo Africa Equity Fund; (e) Nabo Capital Money Market Fund (USD); and (f) Nabo Income Fund. 18. Old Mutual Unit Trust Scheme, comprising of: (a) Old Mutual Equity Fund; (b) Old Mutual Money Market Fund; (c) Old Mutual Balanced Fund; (d) Old Mutual East Africa Fund; and (e) Old Mutual Bond Fund. 19. Equity Investment Bank Collective Investment Scheme, comprising of: (a) Equity Investment Bank Money Market Fund; and (b) Equity Investment Bank Balanced Fund. 20. Dry Associates Unit Trust Scheme, comprising of: 28th April, 2023 THE KENYA GAZETTE (a) Dry Associates Money Market Fund (Kenya Shillings); (b) Dry Associates Money Market Fund (US Dollars); and (c) Dry Associates Balanced Fund (Kenya Shillings). 21. Co-op Trust Fund, comprising of: (a) Co-op Balanced Fund; (b) Co-op Equity Fund; (c) Co-op Bond Fund; (d) Co-op Money Market Fund; and (e) Co-op Fixed Income Gratuity Fund. 22. Apollo Unit Trust Scheme, comprising of: (a) Apollo Money Market Fund; (b) Apollo Balanced Fund; (c) Apollo Aggressive Growth Fund; (d) Apollo Equity Fund; (e) Apollo East Africa Fund; and (f) Apollo Bond Fund. 23. Cytonn Unit Trust Scheme, comprising of: (a) Cytonn Money Market Fund; (b) Cytonn Balanced Fund; (c) Cytonn Equity Fund; (d) Cytonn Africa Financial Services Fund; (e) Cytonn Money Market Fund (USD); and (f) Cytonn High Yield Fund. 24. Orient Umbrella Collective Investment Scheme (formerly Alphafrica Umbrella Fund), comprising of: (a) Orient Hifadhi Fixed Income Fund (formerly Alphafrica Hifadhi Fixed Income Fund); and (b) Orient Kasha Money Market Fund (formerly Alphafrica Kasha Money Market Fund). 25. Wanafunzi Investment Unit Trust Fund 26. Absa Unit Trust Funds, comprising of: (a) Absa Balanced Fund; (b) Absa Bond Fund; (c) Absa Dollar Money Market Fund; (d) Absa Equity Fund; and (e) Absa Shilling Money Market Fund. 27. Jaza Unit Trust Fund, comprising of: (a) Boda Riders Money Market Fund 28. Masaru Unit Trust Scheme, comprising of: (a) Masaru Wealth Management Fund; and (b) Masaru Money Market Fund. 29. ADAM Unit Trust Scheme, comprising of: (a) ADAM Balanced Fund; (b) ADAM Equities Fund; (c) ADAM Fixed Income Fund; and (d) ADAM Money Market Fund. 30. KCB Unit Trust Scheme (formerly Natbank Unit Trust Scheme), comprising of: (a) KCB Money Market Fund (Kes) (formerly Natbank Money Market Fund); (b) KCB Fixed Income Fund (formerly Natbank Fixed Income Fund); (c) KCB Balanced Fund (formerly Natbank Balanced Fund); (d) KCB Equity Fund (formerly Natbank Equity Fund); and (e) KCB Money Market Fund (USD) (formerly Natbank Money Market Fund (USD) 31. GenAfrica Unit Trust Scheme, comprising of: (a) GenAfrica Money Market Fund; (b) GenAfrica Equity Fund; and (c) GenAfrica Fixed Income Fund 32. Amaka Unit Trust (Umbrella) Scheme, comprising of: (a) Amaka HOSP Fixed Income Fund; and (b) Amaka Qualified Investor Tenant Purchase Scheme Fund 33. Jubilee Unit Trust Collective Investment Scheme, comprising of: (a) Jubilee Balanced Fund; (b) Jubilee Equity Fund; (c) Jubilee Fixed Income KES) Fund; (d) Jubilee Fixed Income (USD) Fund; and (e) Jubilee Money Market Fund. 34. Enwealth Capital Unit Trust Scheme, comprising of: (a) Enwealth Balanced Fund; (b) Enwealth Equity Fund; and (c) Enwealth Money Market Fund. 35. Kuza Asset Management Unit Trust Scheme, comprising of: (a) Kuza Fixed Income Fund; (b) Kuza Money Market Fund (KES) (c) Kuza Money Market Fund (USD); and (d) Kuza Momentum Fund Approved Employee Share Ownership Plans (ESOPS) 1. ARM Employee Share Ownership Plan 2. EABL Employee Share Ownership Plan 3. Equity Employee Share Ownership Scheme 4. Housing Finance Employee Share Ownership Plan 5. I&M Bank Employee Share Ownership Plan 6. KCB Employee Share Option Plan 7. Kenya Airways Employee Share Ownership Plan 8. Kenya Airways 2017 Group Employee Share Ownership Scheme 9. Safaricom Employee Share Ownership Plan 10. Scangroup Employee Share Ownership Plan 11. Car & General Employee Share Ownership Plan 12. Standard Group Limited Employee Share Ownership Plan 13. Britam Holdings Plc Employee Share Ownership Plan 14. Nairobi Securities Exchange Plc Employee Share Ownership Plan – Unit Trust Dated the 27th March, 2023. WYCKLIFFE SHAMIAH, MR/5166357 Chief Executive Officer.