GAZETTE NOTICE NO. 5823

IN EXERCISE of powers conferred by section 11 (3) (e) and (f) and pursuant to section 27 (1) (a) of the Capital Markets Act, it is notified for general information that the Capital Markets Authority has granted the following approvals and licences to the companies set out in the schedule hereto: SCHEDULE Approved Institutions: Name of the Company Address Nature of Operation Acacia Fund Limited P.O. Box 43233–00100, Nairobi Venture Capital Central Depository and Settlement Corporation Limited P.O. Box 3464–00100, Nairobi Central Depository Global Credit Rating Company P.O. Box 76667, Wendywood 2144, South Africa Credit Rating Agency The Nairobi Securities Exchange P.O. Box 43633–00100, Nairobi Securities Exchange Annual Licensees (for the period January 1, 2012 to December 31, 2012) STOCKBROKERS Name Address Licence No. ABC Capital Limited AIB Capital Limited P.O. Box 34137–00100,Nairobi P.O. Box 11019-00100, Nairobi 01/12 02/12 27th April, 2012 THE KENYA GAZETTE 1439 Name Address Licence No. ApexAfrica Capital Limited Genghis Capital Limited Francis Drummond and Company Limited Kestrel Capital (E.A) Limited Kingdom Securities Limited NIC Securities Limited Old Mutual Securities Limited Sterling Capital Limited* Old Mutual Securities Limited Suntra Investment Bank Limited** P.O. Box 43676-00100, Nairobi P.O. Box 9959-00100, Nairobi P.O. Box 45465, Nairobi P.O. Box 40005–00100, Nairobi P.O. Box 48231–00100, Nairobi P.O. Box 63046–00200, Nairobi P.O. Box 50338–00200, Nairobi P.O. Box 45080–00100, Nairobi P.O. Box 50338–00200, Nairobi P.O. Box 74016–00200, Nairobi 03/12 04/12 05/12 06/12 07/12 08/12 09/12 10/12 11/12 12/12 *The Authority has authorized this Stockbroker to carry out dealing operations through Sterling Securities East Africa Limited pursuant to Regulation 15(5) of the Capital Markets (Licensing Requirements) (General) Regulations, 2002. **This licensee is in the process of effecting a change of name to reflect its license status as a Stockbroker. Accordingly, this change of name shall be posted on the Authority website. INVESTMENT BANKS Name Address Licence No. African Alliance Kenya Investment Bank Limited Barclays Financial Services Limited CBA Capital Limited CFC Stanbic Financial Services Limited Dyer and Blair Investment Bank Limited Equity Investment Bank Limited Faida Investment Bank NIC Capital Limited Renaissance Capital (Kenya) Limited Standard Investment Bank Limited P.O Box 27639 -00506, Nairobi P.O. Box 30120 - 00100, Nairobi P.O. Box 34137-00100 Nairobi P.O. Box 47198–00100, Nairobi P.O. Box 45396 - 00100, Nairobi P.O. Box 74454 - 00200, Nairob P.O. Box 45236 – 00100, Nairobi P. O. Box 44599 - 00100, Nairobi P.O. Box 40560-00100 Nairobi P.O. Box 13714-00100, Nairobi 13/12 14/12 15/12 16/12 17/12 18/12 19/12 20/12 21/12 22/12 INVESTMENT ADVISERS Name Address Licence No. Alliance Capital Partners Limited Bora Capital Ltd P.O. Box 12181–00100, Nairobi P.O. Box 26718–00100, Nairobi 23/12 24/12 Citidell Company Limited P. O. Box 185–00606, Nairobi 25/12 Cititrust Kenya Limited P.O. Box 30711–00100, Nairobi 26/12 Co-op Consultancy and Insurance Agency Limited P.O. Box 48231–00100, Nairobi 27/12 Deloitte Financial Advisory Limited P.O. Box 40092–00100, Nairobi 28/12 Executive and Corporate Advisory Services Kenya Limited P.O. Box 72216–00200, Nairobi 29/12 Franklin Management Consultants Limited Iroko Securities (Kenya) Limited J.W. Seagon and Company Limited P.O. Box 61843–00200, Nairobi P.O. Box 66249–00200, Nairobi P.O. Box 16658–0062, Nairobi 30/12 31/12 32/12 Lifestyle Management Limited P.O. Box 1342–00606, Nairobi 33/12 PricewaterhouseCoopers Associates Limited P.O. Box 43963–00100, Nairobi 34/12 Regnum Consultants Limited Standard Chartered Securities (K) Limited P.O. Box 11431–00400, Nairobi P.O. Box 44286–00100, Nairobi 35/12 36/12 The ProFin Group (Kenya) Limited P.O. Box 9980–00100, Nairobi 37/12 Tsavo Securities Limited P.O. Box 9000–00100, Nairobi 38/12 VFS International (K) Limited P.O. Box 4–00621, Nairobi 39/12 Winton Investment Services Limited P.O. Box 607–00621, Nairobi 40/12 EXTENDED LICENCE Loita Asset Management Limited P.O. Box 39466-00623 32/11 FUND MANAGERS Name Address Licence No. Amana Capital Limited P.O. Box 9480-00100, Nairobi 41/12 Apollo Asset Management Company Limited P.O. Box 30389 – 00100, Nairobi 42/12 Aureos Kenya Managers Limited P.O. Box 43233- 00100, Nairobi 43/12 British American Asset Managers Limited Canon Asset Managers Limited P.O. Box 30375–00100, Nairobi P.O. Box 30216 –00100, Nairobi 44/12 45/12 CIC Asset Management Limited P.O. Box 59485 – 00200, Nairobi 46/12 Co-optrust Investment Services Limited FCB Capital Limited Dry Associates Limited P.O. Box 48231–00100, Nairobi P.O. Box 26219-00100, Nairobi P.O. Box 684 – 00606, Nairobi 47/12 48/12 49/12 Genesis (K) Investment Management Limited P.O. Box 79217–00200, Nairobi 50/12 ICEA Lion Asset Management Limited P.O. Box 46143–00100, Nairobi 51/12 InvesteQ Capital Limited Jubilee Financial Services Limited P.O. Box 56977-00200, Nairobi P.O. Box 30376-00100, Nairobi 52/12 53/12 Madison Asset Management Services Limited P.O. Box 20092 – 00200 Nairobi 54/12 Old Mutual Asset Managers (K) Limited Old Mutual Investment Services (K) Limited P.O. Box 11589-00400, Nairobi P.O. Box 30059–00100, Nairobi 55/12 56/12 THE KENYA GAZETTE 27th April, 2012 Name Address Licence No. PineBridge Investments East Africa Limited Sanlam Investment Management (K) Limited Standard Chartered Investment Services Limited P.O. Box 67262 – 00200, Nairobi P.O. Box 7848-00100, Nairobi P.O. Box 30003–00100, Nairobi 57/12 58/12 59/12 Stanbic Investment Management Services (E.A.) Limited P.O. Box 30550–00100,Nairobi 60/12 Zimele Asset Management Company Limited P.O. Box 76528-00508, Nairobi 61/12 AUTHORIZED DEPOSITORIES Name Address Licence No. African Banking Corporation Limited Barclays Bank of Kenya Limited Bank of Africa Kenya Limited P.O. Box 46452-00100, Nairobi P.O. Box 30120–00100, Nairobi P.O. Box 69562–00400, Nairobi 62/12 63/12 64/12 CFC Stanbic Bank Limited P.O. Box 72833–00200, Nairobi 65/12 Chase Bank (Kenya) Limited Co-operative Bank of Kenya Limited P.O. Box 28987 – 00200, Nairobi P.O. Box 48231-00100, Nairobi 66/12 67/12 Equatorial Commercial Bank Limited Equity Bank Limited I & M Bank Limited Kenya Commercial Bank Limited National Bank of Kenya Limited P.O. Box 52467-00200, Nairobi P.O. Box 75104 - 00200, Nairobi P.O. Box 30238-00100, Nairobi P.O. Box 30664–00100, Nairobi P.O. Box 72866–00200, Nairobi 68/12 69/12 70/12 71/12 72/12 NIC Bank Limited P.O. Box 44599 - 00100, Nairobi 73/12 Prime Bank Limited Standard Chartered Bank Kenya Limited P.O. Box 43825- 00100, Nairobi P.O. Box 30003-00100, Nairobi 74/12 75/12 Transnational Bank Limited P.O. Box 34353-00100, Nairobi 76/12 APPROVED COLLECTIVE INVESTMENT SCHEMES 1. African Alliance Kenya Unit Trust Scheme: (a) African Alliance Kenya Shilling Fund. (b) African Alliance Kenya Fixed Income Fund. (c) African Alliance Kenya Managed Fund. (d) African Alliance Kenya Equity Fund. 2. Old Mutual Unit Trust Scheme: (a) Old Mutual Equity Fund. (b) Old Mutual Money Market Fund. (c) Old Mutual Balanced Fund. (d) Old Mutual East Africa Fund. (e) Old Mutual Bond Fund. 3. British-American Unit Trust Scheme: (a) British-American Money Market Fund. (b) British-American Income Fund. (c) British-American Balanced Fund. (d) British-American Managed Retirement Fund. (e) British-American Equity Fund. 4. Stanbic Unit Trust Scheme: (a) Stanbic Money Market Fund. (b) Stanbic Fixed Income Fund. (c) Stanbic Managed Prudential Fund. (d) Stanbic Equity Fund (e) Stanbic Balanced Fund 5. Commercial Bank of Africa Unit Trust Scheme: (a) Commercial Bank of Africa Money Market Fund. (b) Commercial Bank of Africa Equity Fund. 6. Zimele Unit Trust Scheme: (a) Zimele Balanced Fund (b) Zimele Money Market Fund 7. Suntra Unit Trust Scheme: (a) Suntra Money Market Fund (b) Suntra Equity Fund (c) Suntra Balanced Fund 8. ICEA Unit Trust Scheme: (a) ICEA Money Market Fund (b) ICEA Equity Fund (c) ICEA Growth Fund (d) ICEA Bond Fund 9. Standard Investment Trust Funds: (a) Standard Investment Equity Growth Fund (b) Standard Investment Fixed Income Fund (c) Standard Investment Balanced Fund 10. CIC Unit Trust Scheme (a) CIC Money Market Fund (b) CIC Balanced Fund (c) CIC Fixed Income Fund (d) CIC Equity Fund 11. Madison Asset Unit Trust Funds (a) Madison Asset Equity Fund (b) Madison Asset Balanced Fund (c) Madison Asset Money Market Fund (d) Madison Asset Treasury Bill Fund (e) Madison Asset Bond Fund. 12. Dyer and Blair Unit Trust Scheme: (a) Dyer and Blair Diversified Fund (b) Dyer and Blair Bond Fund (c) Dyer and Blair Money Market Fund (d) Dyer and Blair Equity Fund 13. Amana Unit Trust Funds Scheme (a) Amana Money Market Fund (b) Amana Balanced Fund (c) Amana Growth Fund 14. Diaspora Unit Trust Scheme (a) Diaspora Money Market Fund (b) Diaspora Bond Fund (c) Diaspora Equity Fund 15. First Ethical Opportunities Fund 16. Genghis Capital Unit Trust Funds (a) Genghis Capital Bond Fund (b) Genghis Capital Diversified Fund (c) Genghis Capital Money Market Fund (d) Genghis Capital Al-Amana Fund (e) Genghis Capital Equity Fund 27th April, 2012 THE KENYA GAZETTE 1441 Approved Employee Share Ownership Plans (ESOPS): (a) EABL Employee Share Ownership Plan. (b) Equity Employee Share Ownership Scheme (c) KCB Employee Share Option Plan (d) KENOL Employee Share Ownership Plan. (e) ARM Employee Share Ownership Plan. (f) AccessKenya Group Employee Share Ownership Plan. (g) Scangroup Employee Share Ownership Plan. (h) Safaricom Employee Share Ownership Plan. (i) Housing Finance Employee Share Ownership Plan. Dated the 28th day of April 2012. KUNG’U GATABAKI, STELLA KILONZO, Chairman, Chief Executive, Capital Markets Authority. Capital Markets Authority.