GAZETTE NOTICE NO. 3617

IN EXERCISE of the powers conferred by sections 6 (1) (e), 6 (2) and 8 (5) of the Kakamega County Investment and Development Agency Act, 2018, the County Executive Committee Member for Finance, Economic Planning and ICT revokes the appointment of— BENSON MABINDA (DR.) as a member of the Board of Directors of the Kakamega County Investment and Development Agency Act, 2018. Dated the 26th March, 2021. BEATRICE S. AWIMBO (DR.), MR/1455521 CECM for Finance, Economic Planning and ICT. GAzErrE NOTICE No. 3618 CAPITAL MARKETS AUTHORITY (Cap. 485A) LIST OF LICENSEES AND APPROVED INSTITUTIONS—APRIL 30, 2021 APPROVED INSTITUTIONS Name of the Company Address Nature of Operation The Nairobi Securities Exchange P.O. Box 43633— 00100, Nairobi Securities Exchange Central Depositories and Settlement Corporation Limited P.O. Box 3464— 00100, Nairobi Central Depository Agusto and Company Limited P.O. Box 56136, Ikoyi Lagos, Nigeria Credit Rating Agency Metropol Corporation Limited P.O. Box 35331— 00200, Nairobi Credit Rating Agency Global Credit Rating Company 1st Floor, GFin Tower, 42 Hotel Street, Cyber City, Ebene, 72201, Mauritius Credit Rating Agency Care Ratings (Africa) Private Limited 1st Floor, MTML Square 63 Cybercity, Ebene Credit Rating Agency A.M Best Europe — Rating Services Limited (AMBERS) 6th Floor, 12 Arthur Street, London EC 4R 9AB, UK Credit Rating Agency INVESTMENT BANKS Name of the Company Address Nature of Operation African Alliance Kenya Investment Bank Limited P.O. Box 27639, Nairobi 001 ABSA Securities Limited P.O. Box 30120-00100, Nairobi CBA Capital Limited P.O. Box 30437-00100, Nairobi Dyer and Blair Investment Bank Limited P.O. Box 45396-00100, Nairobi Equity Investment Bank Limited P.O. Box 74454-00200, Nairobi Faida Investment Bank Limited P.O. Box 45236-00100, Nairobi Genghis Capital Limited P.O. Box 9959-00100, Nairobi KCB Capital Limited P.O. Box 48400-00101, Nairobi NCB A Investment Bank Limited P.O. Box 44599-00100, Nairobi Renaissance Capital (Kenya) Limited P.O. Box 40560-00100, Nairobi SBG Securities Limited P.O. Box 47198-00100, Nairobi 01 I Standard Investment Bank Limited P.O. Box 13714-00800, Nairobi Sterling Capital Limited P.O. Box 45080-00100, Nairobi Dry Associates Investment Group P.O Box 684-00606, Nairobi Salaam Investment Bank Kenya Limited P.O. Box 14939-00100, Nairobi STOCKBROKERS ABC Capital Limited P.O. Box 34137-00100, Nairobi AIB—AXYS Africa Limited P.O. Box 43676-00100, Nairobi Francis Drummond & Company Limited P.O. Box 45465-00100, Nairobi Kingdom Securities Limited P.O. Box 48231-00100, Nairobi Old Mutual Securities Limited P.O. Box 50338-00200, Nairobi Suntra Investments Limited P.O. Box 74016-00200, Nairobi Securities Africa Kenya Limited P.O. Box 43633 - 00100, Nairobi EFG Hermes Kenya Limited P.O. Box 349 - 00623, Nairobi Kestrel Capital (East Africa) Limited P.O. Box 40005-00100, Nairobi NON-DEALING ONLINE FOREIGN EXCHANGE BROKER EGM Securities Limited (trading as "FXPesa") P.O. Box 57876-00200, Nairobi SCFM Limited (trading P.O. Box 40719-00200, Nairobi Pepperstone Markets Kenya Limited P.O. Box 3085 - 00100 128 Exinity East Africa Limited P.O Box 50719-00200 135 ONLINE FOREIGN EXCHANGE MONEY MANAGER Standard Investment Bank Limited (trading as P.O. Box 13714-00800, Nairobi "MANSA K') AUTHORIZED SECURITIES DEALERS Standard Chartered (Kenya) Plc ' P.O. Box 30003 - 00100, Nairobi SBM Bank (Kenya) Limited P.O. Box 34886-00100, Nairobi FUND MANAGERS Alpha Africa Asset Managers P.O. Box 34530-00100, Nairobi Amana Capital Limited P.O. Box 9480-00100, Nairobi Apollo Asset Management Company Limited P.O. Box 30389, Nairobi 025 Britam Asset Managers (Kenya) Limited P.O. Box 30375-00100, Nairobi Metropolitan Cannon Asset Managers Limited P.O. Box 30216-00100, Nairobi Nabo Capital Limited P.O. Box 10518-00100 Nairobi CIC Asset Management Limited P.O. Box 59485-00200, Nairobi Co-op Trust Investment Services Limited P.O. Box 48231-00100, Nairobi FCB Capital Limited P.O. Box 26219-00100, Nairobi Fusion Investment Management Limited P.O. Box 47538-00100, Nairobi GenAfrica Asset Managers Limited P.O. Box 79217-00200, Nairobi ICEA Lion Asset Management Limited P.O. Box 46143-00100, Nairobi Madison Investment Managers Limited P.O. Box 20092-00100, Nairobi Old Mutual Investment Group Limited P.O. Box 11589-00400, Nairobi Sanlam Investments East Africa Limited P.O. Box 67262-00100, Nairobi Standard Chartered Investment Services Limited P.O. Box 30003-00100, Nairobi Zimele Asset Management Company Limited P.O. Box 76528-00508, Nairobi Natbank Trustee and Investment Services Limited P.O. Box 72866 - 00200 Nairobi Cytonn Asset Managers Limited P.O Box 20295-00200, Nairobi Altree Capital Kenya Limited P.O. Box 2607 -00200, Nairobi Jubilee Financial Services Limited P.O. Box 30376 -00100, Nairobi ABSA Asset Management Limited P.O. Box 30120 -00200, Nairobi African Diaspora Asset Managers Limited P.O. Box 1838-00200, Nairobi CFS Asset Management Limited P.O. Box 62268-00200, Nairobi INVESTMENT ADVISERS Bora Capital Limited P.O. Box 26718-00200, Nairobi I & M Burbidge Capital Limited P.O. Box 51525-00100, Nairobi Co-op Consultancy & Insurance Agency Limited P.O. Box 48231-00100, Nairobi Deloitte Financial Advisory Limited P.O. Box 40092-00100, Nairobi Lifestyle Management Limited P.O. Box 1342-00606, Nairobi PriceWaterhouseCoopers Associates P.O. Box 43963-00100, Nairobi The Profin Group (K) Limited P.O. Box 9980-00100, Nairobi Liaison Financial Services Limited P.O. Box 58013 - 00200, Nairobi Waugh McDonald Wealth Management Limited P.O. Box 1896 - 00606, Nairobi Aylesfield (Kenya) Limited P.O. Box 1380 - 00621, Nairobi Ace Financial Advisory Limited P.O. Box 15916-80100, Mombasa Synesis Capital Limited P.O. Box 75282-00200, Nairobi AFG Wealth Kenya Limited P.O. Box 764-00606, Nairobi Virtual Capital International Limited 6th Floor, Prosperity House, Westlands Road, Nairobi AUTHORIZED DEPOSITORIES African Banking Corporation Limited P.O. Box 46452-00100, Nairobi Bank of Africa Kenya Limited P.O. Box 69562-00400, Nairobi Absa Kenya Plc P.O. Box 30120-00100, Nairobi Stanbic Bank Kenya Limited P.O. Box 30550-00100, Nairobi Co-operative Bank of Kenya Limited P.O. Box 48231 -00100, Nairobi Equity Bank Limited P.O. Box 75104-00200, Nairobi I & M Bank Limited P.O. Box 30238-00100, Nairobi Kenya Commercial Bank Limited P.O. Box 30664-00100, Nairobi National Bank of Kenya Limited P.O. Box 72866-00200, Nairobi Prime Bank Limited P.O. Box 43825-00100, Nairobi Standard Chartered Bank (Kenya) Plc P.O. Box 30003-00100, Nairobi Transnational Bank Limited P.O. Box 34353-00100, Nairobi HFC Limited P.O. Box 30088-00100, Nairobi Gulf African Bank Limited P.O. Box 43683-00100, Nairobi Credit Bank Limited P.O. Box 61064-00200, Nairobi SBM Bank (Kenya) Limited P.O. Box 34886-00100, Nairobi NCBA Bank Kenya Plc P.O. Box 44599-00100, Nairobi REIT MANAGERS Nabo Capital Limited P.O. Box 10518-00100, Nairobi CIC Asset Management Limited P.O. Box 59485 - 00200, Nairobi 16th April, 2021 Fusion Investment Management Limited P.O. Box 47538 — 00100, Nairobi Stanlib Kenya Limited P.O. Box 30550 — 00100, Nairobi ICEA Lion Asset Management Limited P.O. Box 46143 — 00100, Nairobi Sterling REIT Asset Manement Limited P.O. Box 45080 — 00100, Nairobi H.F. Development and Investment Limited P.O. Box 30088 — 00100, 098 Britam Asset Managers Limited P.O. Box 30375 — 00100, Nairobi Cytonn Asset Managers Limited P.O. Box 20295-00200, Nairobi Acorn Investment Management Limited P.O. Box 13759-00100, Nairobi REIT TRUSTEES Housing Finance Company (K) Limited P.O. Box 30088-00100, Nairobi Co-operative Bank of Kenya Limited P.O. Box 48231-00100, Nairobi Kenya Commercial Bank Limited P.O. Box 30664 —00100, Nairobi AUTHORIZED REAL ESTATE INVESTMENT TRUSTS (REITS) Acorn Development Real Estate Investment Trust (Acorn D—REIT) Acorn House, 97 James Gichuru Rd, Lavington, Nairobi Acorn Income Real Estate Investment Trust (Acorn I— REIT) Acorn House, 97 James Gichuru Rd, Lavington, Nairobi ILAM Fahari 1—REIT P.O. Box 46143 — 00100 139 APPROVED COLLECTIVE INVESTMENT SCHEMES 1. African Alliance Kenya Unit Trust Scheme — comprising of; i. African Alliance Kenya Shilling Fund ii. African Alliance Kenya Fixed Income Fund iii. African Alliance Kenya Managed Fund iv. African Alliance Kenya Equity Fund v. African Alliance Kenya Enhanced Yield Fund 2. British-American Unit Trust Scheme, comprising of; i. British-American Money Market Fund ii. British-American Income Fund iii. British-American Balanced Fund iv. British-American Managed Retirement Fund v. British-American Equity Fund 3. NCBA Unit Trust Scheme, comprising of; i. NCBA Money Market Fund ii. NCBA Equity Fund iii. NCBA Dollar Investment Fund (CBA DIF) 4. Zimele Unit Trust Scheme, comprising of; i. Zimele Balanced Fund ii. Zimele Money Market Fund iii. Zimele Fixed Income Fund 5. ICEA Unit Trust Scheme comprising of; i. ICEA Money Market Fund ii. ICEA Equity Fund iii. ICEA Growth Fund iv. ICEA Bond Fund ICEA LION Retail Funds i. ICEA LION Savings Fund ii. ICEA LION Income Fund iii. ICEA LION Capital Growth Fund iv. ICEA LION Hybrid Fund 6. Standard Investment Trust Funds, comprising of; i. Standard Investment Equity Growth Fund ii. Standard Investment Fixed Income Fund iii. Standard Investment Balanced Fund 7. CIC Unit Trust Scheme, comprising of; i. CIC Money Market Fund ii. CIC Balanced Fund iii. CIC Fixed Income Fund iv. CIC Equity Fund v. CIC Wealth Fund vi. CIC Dollar Fund 8. Madison Unit Trust Fund — No. 11/2011, comprising of; i. Madison Asset Equity Fund ii. Madison Asset Balanced Fund iii. Madison Asset Money Market Fund 9. Dyer and Blair Unit Trust Scheme, comprising of; i. Dyer and Blair Diversified Fund ii. Dyer and Blair Bond Fund iii. Dyer and Blair Money Market Fund iv. Dyer and Blair Equity Fund 10. Amana Unit Trust Funds Scheme, comprising of; i. Amana Money Market Fund ii. Amana Balanced Fund iii. Amana Growth Fund 11. Diaspora Unit Trust Scheme, comprising: i. Diaspora Money Market Fund ii. Diaspora Bond Fund iii. Diaspora Equity Fund 12. First Ethical Opportunities Fund 13. Genghis Unit Trust Funds, comprising of; i. GenCap Hazina Fund (Bond Fund) ii. GenCap Eneza Fund (Diversified Fund) iii. GenCap Hela Fund (Money Market Fund) iv. GenCap Iman Fund (Shariah Compliant Fund) v. GenCap Hisa Fund (Equity Fund) vi. GenCap Hela Imara Fund (Money Market Fund) vii. Gencap Eneza Imara Fund viii. Gencap Hisa Imara Fund ix. Gencap Iman Imara Fund 14. Genghis Specialised Funds, comprising of; i. Gencap NSE25 Index Tracker ii. Gencap Financial Services Fund 15. Sanlam Unit Trust Scheme, comprising of; i. Sanlam Money Market Fund (Sanlam Pesa Plus Fund) ii. Sanlam Dividend Plus Fund (Sanlam Faida Plus Fund) iii. Sanlam Balanced Fund (Sanlam Chama Plus Fund) 16. Nabo Africa Funds, comprising of; i. Nabo Africa Money Market Fund ii. Nabo Africa Balanced Fund iii. Nabo Africa Fixed Income Fund iv. Nabo Africa Equity Fund v. Nabo Capital Money Market Fund (USD) vi. Nabo Income Fund 17. Old Mutual Unit Trust Scheme, comprising of; i. Old Mutual Equity Fund ii. Old Mutual Money Market Fund iii. Old Mutual Balanced Fund iv. Old Mutual East Africa Fund v. Old Mutual Bond Fund 18. Equity Investment Bank Collective Investment Scheme, comprising; i. Equity Investment Bank Money Market Fund ii. Equity Investment Bank Balanced Fund 19. Dry Associates Unit Trust Scheme comprising of; i. Dry Associates Money Market Fund (Kenya Shillings) ii. Dry Associates Money Market Fund (US Dollars) iii. Dry Associates Balanced Fund (Kenya Shillings) 20. Co-op Trust Fund comprising of; i. Co-op Balanced Fund ii. Co-op Equity Fund iii. Co-op Bond Fund iv. Co-op Money Market Fund 21. Apollo Unit Trust Scheme comprising of; i. Apollo Money Market Fund ii. Apollo Balanced Fund iii. Apollo Aggressive Growth Fund iv. Apollo Equity Fund v. Apollo East Africa Fund vi. Apollo Bond Fund 22. Cytonn Unit Trust Scheme comprising of; i. Cytonn Money Market Fund ii. Cytonn Balanced Fund iii. Cytonn Equity Fund iv. Cytonn Africa Financial Services Fund v. Cytonn Money Market Fund (USD) vi. Cytonn High Yield Fund 23. Alphafrica Umbrella Fund comprising of; i. Alphafrica Hifadhi Fixed Income Fund ii. Alphafrica Kasha Money Market Fund 24. Wanafunzi Investment Unit Trust Fund 25. Absa Unit Trust Funds comprising of; i. Absa Balanced Fund ii. Absa Bond Fund iii. Absa Dollar Fund iv. Absa Equity Fund v. Absa Shilling Fund APPROVED EMPLOYEE SHARE OWNERSHIP PLANS (ESOPS) 1. ARM Employee Share Ownership Plan 2. EABL Employee Share Ownership Plan 3. Equity Employee Share Ownership Scheme 4. Housing Finance Employee Share Ownership Plan 5. I&M Bank Employee Share Ownership Plan 6. KCB Employee Share Option Plan 7. Kenya Airways Employee Share Ownership Plan 8. Kenya Airways 2017 Group Employee Share Ownership Scheme 9. Safaricom Employee Share Ownership Plan 10. Scangroup Employee Share Ownership Plan 11. Car & General Employee Share Ownership Plan 12. Standard Group Limited Employee Share Ownership Plan 13. Britam Holdings Plc Employee Share Ownership Plan 14. Nairobi Securities Exchange Plc Employee Share Ownership Plan — Unit Trust Dated the 16th March, 2021. WYCKLIFFE SHAMIAH, Chief Executive.